Past version: Effective from 29 Nov 2010 to 18 May 2014
To be eligible for registration as a Trading Representative, an applicant must:—
(1) be at least 21 years old;
(2) be a fit and proper* person;
(3) possess a good track record of business conduct (if applicable);
(4) unless exempt under the Securities and Futures Act or the Securities and Futures Regulations, be entered in the Public Register of Representatives as an appointed representative, provisional representative or temporary representative in respect of the relevant activities, including where appropriate, trading in futures contracts, and whose status as an appointed representative, provisional representative or temporary representative is not suspended or revoked;
(5) not be a person whose registration or licence has previously been revoked by an exchange or a regulatory body, whether in or out of Singapore; and
(6) not be an undischarged bankrupt, whether in or out of Singapore.
Amended on 3 April 20083 April 2008 and 29 November 201029 November 2010.
* SGX-ST shall evaluate "fit and proper" criteria in this Rule 7.1.1 in a manner similar to the MAS Guidelines on Fit and Proper Criteria.