12.6.1
A Trading Member must send its customer a contract note for the purchase or sale of securities or futures contracts.
Refer to Practice Note 12.6.1.
Amended on 3 April 20083 April 2008, 19 May 201419 May 2014, 1 July 20161 July 2016 and 8 October 20188 October 2018.
12.6.2
The contract note must state that the contract is subject to the Rules and Directives of SGX-ST if the trade is:—
Amended on 3 April 20083 April 2008.
12.6.3
In the case of a Trading Member that holds a Capital Markets Services Licence<:
Amended on 23 January 200923 January 2009, 19 May 201419 May 2014, 29 December 201429 December 2014 and 1 July 20161 July 2016.
12.6.4
In the case of a Trading Member that holds a licence specified in Rule 4.1.1(1)(b), a contract note must comply with such requirements as may be prescribed by the Relevant Regulatory Authority, including requirements relating to a customer's contract note in electronic form. The Trading Member shall immediately notify SGX-ST on any changes to such requirements. Notwithstanding the foregoing, SGX-ST shall have the discretion to prescribe additional requirements.
Amended on 19 May 201419 May 2014.
12.6.5
If asked by SGX-ST, a Trading Member must produce the contract notes in substantially the same form and containing the same trading information as were given to customers.
Amended on 19 May 201419 May 2014.