The following Rules shall not apply to a Trading Member that holds a licence specified in Rule 4.1.1(1)(b).
| Rule | Heading |
| 12.3.1, 12.3.2, 12.3.3, 12.3.4, 12.3.5 | Customer Accounts |
| 12.3A | Customer Education |
| 12.4 | Trading Authority |
| 12.8.2, 12.8.3 | Amendment of Contract |
| 12.9 | Communications with Third Parties |
| 12.10 | Payment to Customers |
| 12.15 | Stock Account |
| [Deleted] | [Deleted] |
| 12.17 | Trading by Employees and Agents |
Added on 19 May 201419 May 2014 and amended on 1 July 20161 July 2016.