12.23.1
The following Rules shall not apply to a Trading Member that holds a licence specified in Rule 4.1.1(1)(b).
| Rule | Heading |
| 12.3.1, 12.3.2, 12.3.3, 12.3.4, 12.3.5 | Customer Accounts |
| 12.3A | Customer Education |
| 12.4 | Trading Authority |
| 12.8.2, 12.8.3 | Amendment of Contract |
| 12.9 | Communications with Third Parties |
| 12.10 | Payment to Customers |
| 12.15 | Stock Account |
| [Deleted] | [Deleted] |
| 12.17 | Trading by Employees and Agents |
Added on 19 May 201419 May 2014 and amended on 1 July 20161 July 2016.
12.23.2
A Trading Member that holds a licence specified in Rule 4.1.1(1)(b) shall comply with such requirements established by the Relevant Regulatory Authority, if any, and principles of good business practice in relation to the areas set out in Rule 12.23.1.
Added on 19 May 201419 May 2014.