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12.3A.1

Save for Accredited Investors and Institutional Investors, a Trading Member must provide its Internet Trading customers with adequate information, guidance and training on:—

(1) prohibited trading practices;
(2) potential limitations and risks of Internet Trading;
(3) system functionalities and order management procedures; and
(4) market conventions such as minimum bid sizes and board lot sizes.

With respect to Accredited Investors and Institutional Investors, a Trading Member's obligation relates solely to the provision of adequate information in relation to prohibited trading practices.

Added on 18 September 201218 September 2012.