SGX Rulebooks
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Rule Amendments
Title of Amendment Effective Date
Mainboard Rules
Practice Note 12.2 — Adequacy of Internal Controls 2 April 20132 April 2013
Amendments to Definitions 1 August 20131 August 2013
Amendments to Definitions 27 September 201327 September 2013
Amendments to Chapter 2 — Equity Securities 27 September 201327 September 2013
Amendments to Chapter 6 — Prospectus, Offering Memorandum and Introductory Document 27 September 201327 September 2013
Amendments to Chapter 7 — Continuing Obligations 27 September 201327 September 2013
Amendments to Chapter 10 — Acquisitions and Realisations 27 September 201327 September 2013
Amendments to Chapter 12 — Circulars and Annual Reports 27 September 201327 September 2013
Appendix 7.5 — Summary of Reserves and Resources 27 September 201327 September 2013
Practice Note 6.3 — Disclosure Requirements for Mineral, Oil and Gas Companies 27 September 201327 September 2013
Amendments to Chapter 8 — Changes in Capital 1 October 20131 October 2013
Catalist Rules
Practice Note 12B — Adequacy of Internal Controls 2 April 20132 April 2013
Amendments to Definitions 1 August 20131 August 2013
Amendments to Definitions 27 September 201327 September 2013
Amendments to Chapter 2 — Sponsors 27 September 201327 September 2013
Amendments to Chapter 4 — Equity Securities 27 September 201327 September 2013
Amendments to Chapter 7 — Continuing Obligations 27 September 201327 September 2013
Amendments to Chapter 10 — Acquisitions and Realisations 27 September 201327 September 2013
Amendments to Chapter 12 — Circulars and Annual Reports 27 September 201327 September 2013
Amendments to Appendix 7D — Summary of Reserves and Resources 27 September 201327 September 2013
Amendments to Practice Note 4C — Disclosure Requirements for Mineral, Oil and Gas Companies 27 September 201327 September 2013
Amendments to Chapter 8 — Changes in Capital 1 October 20131 October 2013
SGX-ST Trading Rules
Amendments relating to margin management 21 January 201321 January 2013
Amendments to Composition Fines Schedule 21 January 201321 January 2013
Requirements for the marking of short sell orders 11 March 201311 March 2013
Practice Note 8A.3.3, 8A.4.1, 8A.4.2, 8A.6.2 11 March 201311 March 2013
Amendments to the SGX-ST rules relating to Direct Market Access 15 March 201315 March 2013
Amendments to SGX-ST Practice Note 4.6.7A(1)(b) — Pre-Execution Checks 15 March 201315 March 2013
Amendment to Practice Note 8.2.1 — Application of Market Phases and Algorithm 15 April 201315 April 2013
Proposed Amendments to SGX-ST Rules 26 April 201326 April 2013
Amendment to Chapter 5 — Designated Market-Maker 27 May 201327 May 2013
Amendments to SGX-ST Practice Notes 8.2.2 and 8.6 — Procedures for Contingency Order Withdrawal and Application of the Forced Order Range 26 August 201326 August 2013
Amendments to SGX-ST Directive No. 6 — Additional Obligations in respect of American Depository Receipts 11 October 201311 October 2013
CDP Clearing Rules
Amendments relating to securities margining and CDP's trust and collateral arrangements 21 January 201321 January 2013
Amendments to the composition fines schedule relating to securities margining and CDP's trust and collateral arrangements 21 January 201321 January 2013
Amendments to CDP Practice Note 3.9.1(2) — Pre-Execution Checks 15 March 201315 March 2013
Amendments to CDP Clearing Rules, Default Management and Buying-in Procedures 22 April 201322 April 2013
Amendments to CDP Clearing Rules, DVP Rules, CDP Rules and SGX-ST Rules on payment finality and other matters 26 April 201326 April 2013
Amendments to Practice Note 6A.6 — Forms of Collateral Acceptable by CDP as Margins 29 July 201329 July 2013
DVP Rules
Amendments to the DVP Rules, Default Management 22 April 201322 April 2013
Amendments to the DVP Rules 26 April 201326 April 2013
Amendments to DVP Procedures Handbook Section 4 — Procedure for Net Debit Cap Adjustment 19 August 201319 August 2013
CDP Depositary Rules
Proposed Amendments to CDP Rules 26 April 201326 April 2013
SGX-DC Clearing Rules
Amendments to the SGX-DC Clearing Rules 15 March 201315 March 2013
Amendments to SGX-DC Practice Note 2.28A.1.3 — Pre-Execution Checks 15 March 201315 March 2013
Amendments to CDP Clearing Rules, DVP Rules, CDP Rules and SGX-ST Rules on payment finality and other matters 26 April 201326 April 2013
Amendments to CDP Clearing Rules 29 July 201329 July 2013
Amendments to Appendix 1 to the SGX-DC Clearing Rules 21 October 201321 October 2013
Amendments to the SGX-DC Clearing Rules 31 December 201331 December 2013
Futures Trading Rules
Futures Trading Rule (Paragraph 3.2.1 of Regulatory Notice 4.1.11 of the Futures Trading Rule) 25 February 201325 February 2013
Futures Trading Rule (Appendices A and B of Regulatory Notice 4.1.11 of the Futures Trading Rule) 25 February 201325 February 2013
Amendments to FTR Practice Note 2.8.1 — Direct Market Access And Sponsored Access 15 March 201315 March 2013
Amendments to Futures Trading Rules relating to Direct Market Access 15 March 201315 March 2013
Proposed Amendments to Futures Trading Rules on payment finality and other matters 26 April 201326 April 2013
Amendments to Regulatory Notice 4.1.11 of the Futures Trading Rules 5 August 20135 August 2013
Amendments to Appendix A and B of Regulatory Notice 4.1.11 of the Futures Trading Rules 30 September 201330 September 2013
Amendments to Regulatory Notice 3.3.12 of the Futures Trading Rules 11 October 201311 October 2013
Amendments to Appendix A and B of Regulatory Notice 4.1.11 of the Futures Trading Rules 21 October 201321 October 2013
Amendments to Regulatory Notice 4.1.8 28 October 201328 October 2013
Amendments to Appendix A of Regulatory Notice 4.1.8 and Appendix A and B to Regulatory Notice 4.1.11 of the Futures Trading Rules 11 November 201311 November 2013
Amendments to Appendix A and B of Regulatory Notice 4.1.11 of the Futures Trading Rules 25 November 201325 November 2013
Amendments to Appendix A and B of Regulatory Notice 4.1.11 of the Futures Trading Rules 16 December 201316 December 2013