SGX Rulebooks
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Futures Trading Rules
Schedules Schedule A
Rule ViolationWhether composition may be offeredComposition Amount which may be Offered by the Exchange, where the Exchange has Determined the Member, Approved Trader and/or Registered Representative to be LiableMandatory minimum penalty imposable by the DC
Rule Chapter/NumberBrief Description of RuleMembersApproved TradersRegistered Representatives
1st Violation2nd Violation3rd Violation1st Violation2nd Violation3rd Violation1st Violation2nd Violation3rd Violation
Chapter 4 — Listing and Trading of Contracts
4.1Rules Applicable to All Classes of Contracts Listed on the Markets
4.1.7Member not to combine outright orders from different principals and execute them as strategy transactionsCompoundable$2,000 – $4,000$4,000 – $7,000$7,000 – $10,000N.A.N.A.N.A.N.A.N.A.N.A.N.A.
4.1.8 r/w Regulatory NoticeMember to comply with procedures relating to error tradesCompoundable$2,000 – $4,000$4,000 – $7,000$7,000 – $10,000N.A.N.A.N.A.N.A.N.A.N.A.N.A.
4.1.9Member, Approved Trader or Registered Representative not to withold or withdraw Customer's orders unless the specified conditions are metNot CompoundableNot Compoundable$10,000
4.1.10Member or Approved Trader to comply with the requirements relating to cross tradesNot CompoundableNot CompoundableN.A.N.A.N.A.$10,000
4.1.11 r/w Regulatory NoticeMember, Approved Trader or Registered Representative to comply with the thresholds and the requirements and procedures in relation to the registration of Negotiated Large Trades as provided in the Regulatory Notice and the Clearing Rules.Compoundable$2,000 – $4,000$4,000 – $7,000$7,000 – $10,000$1,000 – $3,000$3,000 – $6,000$6,000 – $8,000$1,000 – $3,000$3,000 – $6,000$6,000 – $8,000N.A.
4.1.12Member, Approved Trader or Registered Representative to satisfy the conditions relating to the exchange of underlying for Futures ContractsCompoundable$2,000 – $4,000$4,000 – $7,000$7,000 – $10,000$1,000 – $3,000$3,000 – $6,000$6,000 – $8,000$1,000 – $3,000$3,000 – $6,000$6,000 – $8,000N.A.
4.1.13Member or Approved Trader not to engage in pre-arranged tradesNot CompoundableNot CompoundableN.A.N.A.N.A.$10,000
4.1.17AMember to provide information as and when requested by the ExchangeCompoundable$2,000 – $4,000$4,000 – $7,000$7,000 – $10,000N.A.N.A.N.A.N.A.N.A.N.A.N.A.
4.1.18AMember to comply with enforcement instructions upon notification by the ExchangeCompoundable$2,000 – $4,000$4,000 – $7,000$7,000 – $10,000N.A.N.A.N.A.N.A.N.A.N.A.N.A.

Added on 16 May 201116 May 2011 , amended on 19 September 201619 September 2016 and 3 August 2020.