Past version: Effective up to 18 May 2014
The Disciplinary Committee may exercise its powers against a Trading Member, an Approved Executive Director or a Trading Representative who:—
(1) breaches the Securities and Futures Act or Securities and Futures Regulations;
(2) breaches the Rules or Directives;
(3) breaches any relevant law or regulation which governs that person's other business activities;
(4) breaches the rules of any other exchange;
(5) breaches any provisions involving fraud or dishonesty, whether in or out of Singapore;
(6) breaches director's duties;
(7) engages in conduct that has the effect of circumventing the Securities and Futures Act, Securities and Futures Regulations, the Rules, or Directives;
(8) engages in conduct which is inconsistent with just and equitable principles of trading; or
(9) engages in conduct detrimental to the financial integrity, reputation or interests of SGX-ST, or markets established or operated by SGX-ST.