14.5.1
The Disciplinary Committee may exercise its powers against a Trading Member, an Approved Executive Director or a Trading Representative who:—
Amended on 19 May 201419 May 2014.
14.5.2
The Disciplinary Committee may exercise its powers against a Trading Member or an Approved Executive Director (or both) if a Director, Trading Representative, Officer, employee or agent breaches, or causes the Trading Member to breach, the Rules or Directives.
14.5.3
A former Trading Member, Approved Executive Director or Trading Representative is bound by the Rules in respect of acts or omissions occurring before the registration ended or before expulsion. SGX-ST and the Disciplinary Committee retain their respective jurisdiction notwithstanding registration ending or expulsion.
14.5.4
The powers of the Disciplinary Committee include:—
14.5.5
Mandatory Minimum Penalties to be Imposed by Disciplinary Committee for certain Rule violations
Added on 16 May 201116 May 2011.