SGX Rulebooks
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Past version: Effective from 27 Jan 2012 to 18 May 2014

17.1.1

This Chapter does not apply to a Trading Member:

(1) when it borrows (lends) securities from (to) a person who is an accredited investor; or
(2) who holds a licence specified in Rule 4.1.1(1)(b). Such a Trading Member shall comply with such requirements established by the Relevant Regulatory Authority, if any, and principles of good business practice in relation to the areas set out in Chapter 17 for its business activities on SGX-ST.

Amended on 19 May 201419 May 2014.