(1) The following Rules do not apply to SGX-SPV:—
Rule | Heading |
4.1.1 | Admission Criteria (as a Trading Member) |
4.6.1(2) | Compliance (with admission criteria) |
4.6.5 | Responsibility to SGX-ST |
4.6.11 | Approved Executive Director |
4.6.12 | Directors |
4.6.14 | Memorandum and Articles of Association |
4.6.17 | Business Name |
4.6.18 | Issue of Shares |
4.6.19 | Voluntary Liquidation |
6.1–6.5 | Approved Executive Director |
9.5 | Trades under Physical Delivery |
11.1–11.14 | Capital and Financial Requirements |
12.3 | Customer Accounts |
12.4 | Trading Authority |
12.6 | Contract Notes |
12.7 | Statement of Account to Customers |
12.11 | Customer's and Remisier's Money |
12.12 | Customer's and Remisier's Assets |
12.17.4 | Trading by Employees and Agents |
12.21 | Use of Office Premises |
13.5 | Arrangement with Customers |
13.12 | Identification & Password |
Chapter 19 of these Rules |
(2) For avoidance of doubt, nothing in Rule 10.4.7 prevents SGX-ST from waiving or modifying the Rules for SGX-SPV, provided Rule 10.4.3 is complied with.
Amended on 23 January 200923 January 2009.