Section B — Market Participants
-
Chapter 4 — Trading Members
- 4.1 Admission Criteria
- 4.2 Application Procedures
- 4.3 Appeals
- 4.4 Register of Trading Members
- 4.5 Trading Rights
- 4.5A Direct Market Access
- 4.5B Controlling Access
- 4.6 Obligations of A Trading Member
- 4.7 Qualification by A Clearing Member
- 4.8 Resignation
- 4.9 Cessation of Trading Access
- 4.10 Obligations of a Former Trading Member
-
Chapter 5 — Designated Market-Maker
- 5.1 Registration Criteria
- 5.2 Application Procedures
- 5.3 Appeals
- 5.4 Register of Designated Market-Makers
- 5.5 Obligations of A Designated Market-Maker
- 5.6 Suspension or Restriction of Trades in Specified Security
- 5.7 Suspension and Restriction of Activities
- 5.8 Revocation of Registration
- 5.9 Notification of Action and Appeal
- 5.10 Disciplinary Proceedings
- 5.11 Resignation
- 5.12 Obligations of a Former Designated Market-Maker
- Chapter 6 — Approved Executive Director
- Chapter 7 — Trading Representative