SGX Rulebooks
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3.1 The Official List

3.1.1

The Official List of SGX-ST consists of companies admitted to (and not removed from) the Official List of the SGX Mainboard and the Official List of SGX Catalist.

Amended on 3 April 20083 April 2008.

3.1.2

SGX-ST may, in its absolute discretion, admit, refuse, suspend or remove the official listing of an entity. The decision of SGX-ST is final. SGX-ST is not obliged to give any reasons.

3.1.3

SGX-ST's powers include:—

(1) imposing sanctions prescribed in the SGX-ST Listing Manual on a listed company or any Director of such company in respect of any breach of the SGX-ST Listing Manual;
(2) transferring any entity from the Official List of SGX Catalist to the Official List of SGX Mainboard in accordance with the SGX-ST Listing Manual and vice versa; and
(3) imposing conditions or restrictions prescribed in these Rules or the SGX-ST Listing Manual, on the trading of securities or futures contracts listed on SGX Mainboard or SGX Catalist, including:
(a) the classes of investors or persons who are allowed to trade in particular classes of securities or futures contracts;
(b) moratoria on the trading of particular classes of securities or futures contracts for such periods of time as prescribed by SGX-ST; and
(c) such other conditions or restrictions as SGX-ST prescribes for the maintenance of a fair, orderly and transparent market.

Amended on 1 February 20071 February 2007, 3 April 20083 April 2008 and 8 October 20188 October 2018.

3.1.4

Trading Members and Trading Representatives shall comply with all prescribed conditions and restrictions imposed under Rule 3.1.3(3).

Added on 1 February 20071 February 2007.

3.2 Non-Listed Securities

3.2.1

A Non-Listed Security may be quoted for trading on the Non-Listed Securities market on such conditions as SGX-ST prescribes.

Amended on 3 April 20083 April 2008.

3.2.2

All trades in Non-Listed Securities are subject to the Rules and any Directives.

Amended on 3 April 20083 April 2008.

3.2.3

A Non-Listed Security is quoted in the currency SGX-ST prescribes.

Amended on 3 April 20083 April 2008.

3.2.4

SGX-ST may, at its absolute discretion, approve, refuse, suspend or withdraw the quotation of a Non-Listed Security. The decision of SGX-ST is final. SGX-ST is not obliged to give any reasons.

Amended on 3 April 20083 April 2008.

3.2.5

Without limiting Rule 3.2.4, if a Non-Listed Security is declared a Designated Security (or equivalent) or is declared to be cornered (or equivalent) in the foreign stock exchange on which it is listed, SGX-ST will suspend it (including on such terms that it deems necessary) as soon as SGX-ST is aware of the declaration.

Amended on 3 April 20083 April 2008.

3.2.6

A contract note for a trade in a Non-Listed Security must state that the company:—

(1) is not listed on SGX-ST, and
(2) is not subject to SGX-ST's listing requirements.

Amended on 3 April 20083 April 2008.

3.2.7

The delivery and settlement of trades in Non-Listed Securities are subject to the Settlement Rules in Chapter 9. SGX-ST may vary the delivery and settlement terms.

Amended on 3 April 20083 April 2008.

3.3 Futures Contracts Listed and Traded on SGX-ST

3.3.1

SGX-ST may operate a futures market and list futures contracts for trading on the Trading System.

Amended on 3 April 20083 April 2008 and 8 October 20188 October 2018.