Chapter 7 Clearing and Margins
- 7.01 Clearing House
- 7.02 Limitation of Liability
- 7.02A Registration of Non-Relevant Market Transactions, NLT transactions, EFP transactions and EFS transactions
- 7.02AA [Rule has been deleted.]
- 7.02B Withdrawal of Classes of Non-Relevant Market Contracts for Clearing by the Clearing House
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7.03 [Rule has been deleted.]
- 7.03.1 [Rule has been deleted.]
- 7.03.2 [Rule has been deleted.]
- 7.03.3 [Rule has been deleted.]
- 7.03.4 [Rule has been deleted.]
- 7.03.5 [Rule has been deleted.]
- 7.03.6 [Rule has been deleted.]
- 7.03.7 [Rule has been deleted.]
- 7.03.8 [Rule has been deleted.]
- 7.03.9
- 7.03.10 [Rule has been deleted.]
- 7.03.11 [Rule has been deleted.]
- 7.03.12 [Rule has been deleted.]
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7.03A Collateral
- 7.03A.1 Trust Arrangements
- 7.03A.2 Security Deed
- 7.03A.3 General Lien
- 7.03A.4 Collateral Deposit
- 7.03A.5 Collateral Withdrawal
- 7.03A.6 Valuation of Collateral
- 7.03A.7 Investment and Use of Collateral
- 7.03A.8 Fees and Interest
- 7.03A.9 Safekeeping Indemnity
- 7.03A.10 Regulatory Information
- 7.03A.11 Permitted Depositories for Cleared Swaps Customer Collateral
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7.04 Substitution
- 7.04.1 Relevant Market Trades
- 7.04.1A [Rule has been deleted.]
- 7.04.2 Off Market Trades
- 7.04.3 Transfers
- 7.04.3A [Rule has been deleted.]
- 7.04.3B [Rule has been deleted.]
- 7.04.3C [Rule has been deleted.]
- 7.04.3D [Rule has been deleted.]
- 7.04.3E [Rule has been deleted.]
- 7.04.4 [Rule has been deleted.]
- 7.04.5 Options exercise
- 7.04.5A [Rule has been deleted.]
- 7.04.5B [Rule has been deleted.]
- 7.04.5C [Rule has been deleted.]
- 7.04.5D [Rule has been deleted.]
- 7.04.5E [Rule has been deleted.]
- 7.04.5F [Rule has been deleted.]
- 7.04.6
- 7.04.7
- 7.04A Registration of an NLT, EFP or EFS in Respect of Contracts Listed on a Relevant Market
- 7.05 Open Positions/Open Contracts for Contracts Traded on the Exchange/Any Relevant Market and Non-Relevant Market Contracts
- 7.05A [Rule has been deleted.]
- 7.06 Offset by Liquidation
- 7.07 Offset not Automatic
- 7.07A Invoicing Back of Open Positions to the Clearing House
- 7.08 False Information
- 7.09 Position Change Sheets
- 7.10 Recap Ledger
- 7.11 Daily Settlement Price
- 7.11A Final Settlement Price of Contracts Traded on the Exchange/Any Relevant Market and Non-Relevant Market Contracts
- 7.11B [Rule has been deleted.]
- 7.12 Settlement to Settlement Price Daily
- 7.13 Settlement Variation for Contracts Traded on the Exchange/Any Relevant Market or Non-Relevant Market Contracts
- 7.13A [Rule has been deleted.]
- 7.14 Net Debit Balances and Credit Balances
- 7.15 [Rule has been deleted.]
- 7.15A [Rule has been deleted.]
- 7.15B [Rule has been deleted.]
- 7.16 Reports of Large Positions
- 7.17 Speculative Long and Short Positions; Same Contract Month
- 7.18 Right to Set-Off
- 7.19 Clearing House Margins
- 7.20 Margin Amounts
- 7.21 [Rule has been deleted.]
- 7.22 Margins of Third Parties
- 7.22A Inter-Exchange Cross Margining
- 7.23 Emergency Margins and Advance Call for Settlement
- 7.24 Failure to Comply with Emergency Orders
- Miscellaneous
- 7.26 Fines for Errors, Delays and Omissions
- 7.27 Transfers of Trades
- 7.28 Inter-Clearing House Transfers of Positions
- 7.29 [Rule has been deleted.]
- 7.30 Applicable Customer Accounts
- 7.31 Affiliate Account